Risk Management and Compliance 

Global market turmoil and tougher regulation continues to spotlight the Risk Management and Compliance space, and things are only likely to get tougher. Organisations are faced with the need to apply risk mitigation strategies that deliver, as well as dealing with the demands of complex new regulations that require rapid compliance.

Aerice's proven strengths in this field ensure that any new internal compliance is both robust and a precise fit with an organisation's processes, helping to steer a clear path through the regulatory minefield.  Overall, the challenge is to develop an effective risk management policy that reduces exposure without constraining business flexibility. 

Aerice is skilled in matching an appropriate structure and risk appetite to an organisation's selected markets, trading environment and business objectives, offering a holistic Risk framework and change management services across all core areas.  There are a number of issues currently impacting financial institutions that restrict efficient Risk Management, and for which solutions are required.  Aerice offers support to address such issues, including:

  • Increased regulation and government interaction
  • Regulatory reporting
  • Implementing governance and best practice operating framework
  • Budget and headcount constraints
  • Quality of subject matter experts
  • Systems and process integrity
  • Increased Reputational Risk
  • Increased Operational Risk
  • Increased Liquidity and Credit Risk
  • Ability to implement change management

Getting the solution right is fundamental to ensuring sustainability, as opposed to implementing a short-term fix.  Key solutions include:

  • Basel III & CRD3 & 4 requirements and external audit remediation
  • Budget allocation and prioritisation
  • Change management to achieve strategic implementation and goals
  • System upgrades and capacity/efficiency reviews
  • Operational and governance controls

gtnews logosee our recently published gtnews article "Liquidity Risk Management and the Changing Risk Landscape"

 
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OUR SPOTLIGHT

 
IT Strategy and Transformation

IT Strategy and Transformation

A clear strategy aligned to business objectives, supported by a rigorous approach to delivery and the engagement of key people, is...
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Risk Management and Compliance

Risk Management and Compliance

Global market turmoil and tougher regulation continues to spotlight the Risk Management and Compliance space, and things are only...
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Investment and Asset Management

Investment and Asset Management

We have deep industry knowledge with key areas of expertise including Custody (selection, review and implementation), Investment...
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